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Daniel Raoul Brochu

PFS Investments Inc.

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About Daniel Raoul Brochu

Daniel Brochu is a registered investment advisor representative with PFS Investments Inc. Daniel has been in the financial services industry since 1992. Daniel holds several licenses and registrations, including Series 6, Series 63, Series 26, and Series 65. Daniel is currently registered with PFS Investments Inc. in New Hampshire and other states. Daniel offers a variety of financial services, including portfolio management for individuals and may receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services.

Firm Information

Daniel Brochu is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Brochu’s Registration & Firm History

NH

06/11/2013 - Present

PFS Investments Inc. (LONDONDERRY NH)

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Licenses & Designations

IA

Issued 05/13/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Raoul Brochu.
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