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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Francis Friel is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel Francis Friel has been in the industry since July 1, 1985. Daniel Francis Friel's office is located in San Francisco, California and Daniel Francis Friel is licensed in 33 states. Daniel Francis Friel has passed the Series 63, Series 65, Series 7 and SIE exams. Daniel Francis Friel has been with Merrill Lynch, Pierce, Fenner & Smith Incorporated since April 1985. Daniel Francis Friel specializes in various investments including stocks, bonds, mutual funds, variable annuities, and insurance. Daniel Francis Friel also provides portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/08/1998 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
IA
Issued 7/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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