Unclaimed
Daniel Ralph Hafford is a financial advisor who is currently registered with Cohen & Steers Securities, LLC. Daniel has been in the financial services industry since 2008. Prior to joining Cohen & Steers Securities, LLC, Daniel worked at UBS Financial Services Inc. and Banc of America Investment Services, Inc. Daniel has a broad range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2011 - Present
Cohen & Steers Securities, LLC (NEW YORK NY)
NC
01/29/2010 - 09/09/2011
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
08/08/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/23/2007 - 07/29/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 05/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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