Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel R Larner is a financial advisor who has been in the industry since 2007. Daniel is currently registered with UBS Financial Services Inc. and is licensed to sell securities in 27 states and provide investment advice in 11 states. Daniel was previously registered with J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC. Daniel has a Series 7, 9, 10, 63 and 66 license. Daniel specializes in retirement planning, college savings plans, insurance planning, and estate planning. Daniel has a strong commitment to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
10/07/2021 - Present
UBS Financial Services Inc. (INDIANAPOLIS IN)
IN
10/01/2008 - 08/17/2021
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IL
04/25/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
BOTH
Issued 09/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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