Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel R. Engel is a registered investment advisor with The Leaders Group, Inc. based in LITTLETON, CO. Daniel has over 30 years of experience in the financial services industry. Daniel has passed the Series 3, 7, 24, 63, and 6TO exams. Daniel is registered in California and South Dakota. Daniel previously worked at ONYX PARTNERS, INCORPORATED, GOODTAB CAPITAL SECURITIES INC., and SALOMON BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/16/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NV
11/22/1994 - 10/25/1999
ONYX PARTNERS, INCORPORATED (LAS VEGAS NV)
CA
05/23/1994 - 10/19/1994
GOODTAB CAPITAL SECURITIES INC. (LOS ANGELES CA)
NY
11/25/1987 - 11/09/1990
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 04/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/28/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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