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Daniel Preston Shaw

NC Securities, LLC

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About Daniel Preston Shaw

Daniel Preston Shaw is a financial professional with NC Securities, LLC. Daniel is registered in Maryland, and holds the Series 79TO and SIE exams. Daniel has been in the financial industry since April 13, 2023 and joined NC Securities, LLC on April 14, 2023.

Firm Information

Daniel Shaw is currently registered with NC Securities, LLC. NC Securities, LLC is a Limited Liability Company formed in Maryland on September 28, 2005. The firm is registered with the SEC and in Maryland.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Shaw’s Registration & Firm History

MD

04/14/2023 - Present

NC Securities, LLC (EASTON MD)

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Licenses & Designations

BC

Issued 04/14/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Preston Shaw.
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