Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Pope Lyman is a financial professional with over 37 years of experience in the securities industry. Daniel is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 6, 7, 15, and 63 securities licenses, as well as the SIE exam. Daniel has been with Wells Fargo Clearing Services, LLC since November 2016. Prior to that, Daniel worked at A. G. EDWARDS & SONS, INC. and PUTNAM FUND DISTRIBUTORS, INC. Daniel is active in the securities industry and is registered in Arizona, California, Connecticut, Florida, Maine, Massachusetts, Michigan, New Hampshire, New York, Ohio, Pennsylvania, Tennessee, Texas, Utah, Vermont, Virginia, and Wisconsin. Daniel is also a trustee for a cousin, which is an investment-related activity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/03/2019 - Present
Wells Fargo Clearing Services, LLC (WALTHAM MA)
MA
09/22/1983 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WELLESLEY MA)
NA
01/17/1983 - 10/07/1983
PUTNAM FUND DISTRIBUTORS, INC.
BC
Issued 01/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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