Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Pollak is a financial advisor with J.p. Morgan Securities LLC, having joined the firm in June 2016. Prior to this, Daniel worked at CAPITAL ONE INVESTING, LLC and CAPITAL ONE INVESTMENT SERVICES LLC. Daniel is also an active Investment Advisor Representative (IAR) registered with the state of New Jersey and a Registered Representative (RR) with the state of Texas. Daniel has a diverse background in financial services and has specialized in providing financial planning, pension consulting and portfolio management services for individuals, businesses and institutions. Daniel holds the Series 7, 63, 65, and SIE licenses and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
01/30/2019 - Present
J.p. Morgan Securities LLC (WEST CALDWELL NJ)
NJ
01/02/2015 - 06/24/2016
CAPITAL ONE INVESTING, LLC (UPPER MONTCLAIR NJ)
NJ
12/26/2013 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (LODI NJ)
NJ
12/23/2011 - 12/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER MONTCLAIR NJ)
NJ
12/07/2009 - 09/16/2011
DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)
IA
Issued 03/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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