Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Pittman is a financial advisor with Morgan Stanley. Daniel has been in the financial industry since 2016. Daniel holds the Series 63, 4, 10, 9, SIE, and 7 licenses and is registered to provide investment advice in all 50 states. Previously, Daniel was an advisor at E*TRADE SECURITIES LLC and Wells Fargo Clearing Services, LLC. Daniel specializes in a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/09/2023 - Present
Morgan Stanley (Sandy UT)
UT
07/29/2022 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
MO
09/02/2021 - 07/14/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
UT
06/16/2016 - 05/27/2021
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 06/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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