Unclaimed
Daniel Philip Tappen is a financial advisor with Fidelity Brokerage Services LLC. Daniel has been in the securities industry since May 2018. Daniel is licensed to sell securities in Kentucky, Massachusetts, New Hampshire, New Mexico, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/08/2018 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 08/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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