Unclaimed
Daniel Pfeffer is a financial professional licensed in Florida and New York. Daniel has been in the industry since August 2023. Daniel is currently registered with Maxim Group LLC. Daniel holds the Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/01/2023 - Present
Maxim Group LLC (Miami Beach FL)
BC
Issued 09/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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