Unclaimed
Daniel Peyton Hord is a financial advisor with Rothschild Investment LLC. Daniel has been in the industry since 1975 and has worked at several firms including Bear, Stearns & Co. Inc. and Prudential-Bache Securities Inc. Daniel is registered in 29 states and holds various licenses, including Series 7, Series 63, and Series 24. Daniel is also a Chartered Financial Analyst. Rothschild Investment LLC provides investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
01/26/2024 - Present
Rothschild Investment LLC (CHICAGO IL)
NY
01/29/1985 - 02/22/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
10/13/1981 - 12/10/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/11/1984 - 01/18/1985
MANAS RESEARCH, INC.
NA
05/24/1978 - 08/24/1981
OPPENHEIMER & CO., INC.
NA
05/18/1976 - 06/15/1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/25/1975 - 06/24/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 12/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 07/19/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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