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Daniel Peyton Hord

Rothschild Investment LLC

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About Daniel Peyton Hord

Daniel Peyton Hord is a financial advisor with Rothschild Investment LLC. Daniel has been in the industry since 1975 and has worked at several firms including Bear, Stearns & Co. Inc. and Prudential-Bache Securities Inc. Daniel is registered in 29 states and holds various licenses, including Series 7, Series 63, and Series 24. Daniel is also a Chartered Financial Analyst. Rothschild Investment LLC provides investment advisory services to individuals, corporations, and charitable organizations.

Firm Information

Daniel Hord is currently registered with Rothschild Investment LLC. Rothschild Investment LLC is an investment advisor registered with the SEC and in all 50 states. Formed in October 2022, the firm manages over $2 billion in assets for individuals, businesses, pension plans, charitable organizations, and high-net-worth clients. They offer a range of services, including portfolio management, pension consulting, and selection of other advisors. The firm has 20 investment adviser representatives and 25 registered representatives. Their main office is located in Chicago, Illinois.
Rothschild Investment LLC

311 SOUTH WACKER DRIVE

CHICAGO, IL 60606

$2.00B

Assets Under Management

80

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Daniel Hord’s Registration & Firm History

IL

01/26/2024 - Present

Rothschild Investment LLC (CHICAGO IL)

NY

01/29/1985 - 02/22/1991

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

10/13/1981 - 12/10/1988

PRUDENTIAL-BACHE SECURITIES INC.

NA

01/11/1984 - 01/18/1985

MANAS RESEARCH, INC.

NA

05/24/1978 - 08/24/1981

OPPENHEIMER & CO., INC.

NA

05/18/1976 - 06/15/1978

BLYTH EASTMAN DILLON & CO. INCORPORATED

NA

07/25/1975 - 06/24/1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 12/18/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/1984

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1977

PC - AMEX Put and Call Exam

BC

Issued 07/19/1975

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Peyton Hord.
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