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Daniel Peter Osullivan

Third Seven Capital LLC

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About Daniel Peter Osullivan

Daniel Peter Osullivan is a financial professional with over 20 years of experience in the industry. Daniel has a strong background in securities, commodities and investments. Daniel is currently registered with Third Seven Capital LLC, which is based in Palm Beach Gardens, FL. Previously, Daniel worked at WAYPOINT DIRECT INVESTMENTS, LLC, Jefferies LLC, SG AMERICAS SECURITIES, LLC, UNICREDIT CAPITAL MARKETS, INC, HSBC SECURITIES (USA) INC., CREDIT SUISSE FIRST BOSTON LLC, and GOLDMAN, SACHS & CO.. Daniel is licensed to conduct business in Connecticut, Florida, New Jersey, New York, and Texas.

Firm Information

Daniel Osullivan is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Osullivan’s Registration & Firm History

FL

12/02/2021 - Present

Third Seven Capital LLC (Palm Beach Gardens FL)

FL

05/28/2019 - 12/01/2021

WAYPOINT DIRECT INVESTMENTS, LLC (Boca Raton FL)

NY

02/29/2012 - 07/21/2015

JEFFERIES LLC (NEW YORK NY)

NY

04/08/2011 - 02/16/2012

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

05/27/2008 - 04/20/2009

UNICREDIT CAPITAL MARKETS, INC (NEW YORK NY)

NY

05/09/2003 - 10/12/2007

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

01/26/2001 - 03/21/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

02/26/1993 - 11/21/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/30/1992 - 01/21/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2016

Series 3 - National Commodity Futures Examination

BC

Issued 07/21/2015

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Peter Osullivan.
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