Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Curley is a financial professional with over 15 years of experience in the financial services industry. Daniel is currently registered with Dash Financial Technologies LLC, a firm with a strong track record of providing financial services to its clients. Prior to his current position, Daniel held positions at several other firms, including Electronic Global Securities, Inc., Piper Jaffray & Co., Vie Securities, LLC, and Dempsey & Company, L.L.C. Daniel's experience and expertise have earned him multiple professional designations and licenses, including the Series 7, Series 24, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/10/2012 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
10/07/2005 - 12/05/2008
ELECTRONIC GLOBAL SECURITIES, INC. (NEW YORK NY)
MN
01/24/2005 - 09/28/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
09/20/2004 - 10/27/2004
VIE SECURITIES, LLC (NEW YORK NY)
IL
03/01/2002 - 07/07/2003
DEMPSEY & COMPANY, L.L.C. (CHICAGO IL)
BC
Issued 03/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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