Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lawson is a registered investment advisor with Citigroup Global Markets Inc., with over 20 years of experience in the industry. Daniel has held a variety of roles in the financial services industry, including positions with Morgan Stanley, Citigroup Global Markets Inc. and Rosenthal Collins Securities, L.L.C. Daniel is a Series 66 and Series 3 registered representative, holding licenses in all 50 states and the District of Columbia. Daniel offers investment advisory services for a variety of clients, including individuals, corporations and businesses, charitable organizations, and pension and profit-sharing plans. Daniel is located in San Antonio, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/11/2014 - Present
Citigroup Global Markets Inc. (San Antonio TX)
TX
05/30/2013 - 08/11/2014
MORGAN STANLEY (SAN ANTONIO TX)
TX
03/01/2007 - 06/03/2013
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
07/12/2005 - 03/09/2007
CITICORP INVESTMENT SERVICES (SAN ANTONIO TX)
IL
11/05/2003 - 06/14/2005
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
IL
05/11/1999 - 11/09/2001
ROSENTHAL COLLINS SECURITIES, L.L.C (CHICAGO IL)
BOTH
Issued 4/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/3/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 2/27/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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