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Daniel Pedrosa De albuquerque sousa

Brasil Plural Securities LLC

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About Daniel Pedrosa De albuquerque sousa

Daniel Pedrosa De albuquerque sousa is a financial professional with over 10 years of experience in the industry. Daniel is a registered representative with Brasil Plural Securities LLC and holds several licenses and certifications, including Series 3, 4, 7, 14, 24, 27, 55, 57TO, 63, 65, 99TO and SIE. Daniel is currently registered in California, Florida, Georgia, Illinois, Massachusetts, and New York.

Firm Information

Daniel De albuquerque sousa is currently registered with Brasil Plural Securities LLC. Brasil Plural Securities LLC is a Limited Liability Company formed on September 9, 2011, and is registered in California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New York, and Washington. The firm has 1 approved SEC registration and 8 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel De albuquerque sousa’s Registration & Firm History

NY

08/29/2012 - Present

Brasil Plural Securities LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/25/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/29/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/12/2015

Series 4 - Registered Options Principal Examination

BC

Issued 06/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2014

Series 3 - National Commodity Futures Examination

BC

Issued 06/06/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Pedrosa De albuquerque sousa.
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