Unclaimed
Daniel Pedrosa De albuquerque sousa is a financial professional with over 10 years of experience in the industry. Daniel is a registered representative with Brasil Plural Securities LLC and holds several licenses and certifications, including Series 3, 4, 7, 14, 24, 27, 55, 57TO, 63, 65, 99TO and SIE. Daniel is currently registered in California, Florida, Georgia, Illinois, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/29/2012 - Present
Brasil Plural Securities LLC (NEW YORK NY)
IA
Issued 07/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/29/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/12/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/06/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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