Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Paul Soucy is an investment advisor representative with over 30 years of experience in the financial services industry. Daniel Soucy is currently registered with Osaic Institutions, Inc. in Manchester, New Hampshire. Previously, Daniel Soucy was registered with Nationwide Securities, LLC and MML Investors Services, Inc. Daniel Soucy holds a Series 6, 63, 26, and 65 licenses. Daniel Soucy is also a licensed notary public and justice of the peace in the state of New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
07/08/2021 - Present
Osaic Institutions, Inc. (Manchester NH)
NH
12/22/1999 - 10/02/2019
NATIONWIDE SECURITIES, LLC (NASHUA NH)
MA
07/16/1990 - 12/08/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
04/24/1986 - 07/17/1990
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 07/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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