Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McGovern is a financial advisor with over 20 years of experience in the financial services industry. Daniel has a strong background in portfolio management and financial planning, with a focus on providing personalized advice to individuals and families. Daniel is registered with Fidelity Personal and Workplace Advisors, and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, HSBC Securities (USA) Inc., Chase Investment Services Corp., and Lord Abbett Distributor LLC. Daniel holds the Series 7, Series 63, Series 65, and SIE licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/07/2020 - Present
Fidelity Personal AND Workplace Advisors (PALO ALTO CA)
CA
07/20/2010 - 11/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NJ
10/26/2009 - 06/21/2010
HSBC SECURITIES (USA) INC. (SUMMIT NJ)
NJ
01/26/2009 - 10/06/2009
CHASE INVESTMENT SERVICES CORP. (CHATHAM NJ)
NJ
09/06/2005 - 11/06/2008
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
12/20/2001 - 08/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/27/1999 - 07/02/2001
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Daniel McGovern is the right advisor for you? Invested Better is here to help.
