Unclaimed
Daniel Larosa is a registered representative with Maxim Group LLC, a broker-dealer firm. Daniel has been in the securities industry since September 2023. Daniel holds the Series 7TO, Series 63 and SIE licenses. Daniel is registered in 11 states: Arizona, California, Connecticut, Delaware, Florida, Georgia, New Jersey, New York, Ohio, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/27/2023 - Present
Maxim Group LLC (WOODBURY NY)
BC
Issued 11/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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