Unclaimed
Daniel Hedgecock is a financial advisor at Northwestern Mutual Investment Services, LLC. Daniel has been in the financial services industry since 2020. Daniel is registered with the state of Utah. Daniel has a Series 63, 66, 7TO, 9, 10 and 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
11/04/2021 - Present
Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)
UT
10/01/2020 - 09/20/2021
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 04/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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