Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Fountain is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has been in the industry since 1987 and has held positions at Bank of America Investment Services, Inc., Washington Square Securities, Inc., and Pruco Securities Corporation. Daniel is registered in Delaware, Florida, Georgia, and New York. Daniel holds Series 6, 7, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH FL)
FL
10/14/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALM BEACH FL)
CT
08/20/1997 - 10/13/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
08/31/1987 - 07/29/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/10/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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