Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Paul Christie is a registered representative with UBS Financial Services Inc. Daniel Paul Christie has been in the financial industry since 1991. Daniel Paul Christie is licensed to provide investment advice in 29 states including Ohio, Texas, and California. Daniel Paul Christie holds several licenses including Series 7, Series 63, and Series 65. Daniel Paul Christie specializes in retirement planning, investment management, and financial planning. Daniel Paul Christie has worked at UBS Financial Services Inc. since 2013. Before joining UBS Financial Services Inc., Daniel Paul Christie worked for McDonald Investments Inc., Key Investments Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel Paul Christie is also a teacher at the University of Dayton where Daniel Paul Christie teaches a section of Financial Strategies for Successful Retirement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
12/21/2009 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (DAYTON OH)
OH
11/25/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
09/10/1991 - 08/02/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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