Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Paul Burkott

Cetera Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Paul Burkott

Daniel Burkott is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Avantax Investment Services, Inc. Daniel has been in the financial services industry since March 15, 2005. Daniel is registered in Connecticut, Illinois and Texas.

Firm Information

Daniel Burkott is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Burkott’s Registration & Firm History

TX

06/12/2024 - Present

Cetera Advisors LLC (DALLAS TX)

NY

08/26/2021 - 05/23/2024

CADARET, GRANT & CO., INC. (SYRACUSE NY)

CA

08/26/2021 - 05/23/2024

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

TX

08/26/2021 - 05/23/2024

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

CA

08/26/2021 - 05/23/2024

SCF SECURITIES, INC. (SAN DIEGO CA)

CA

08/26/2021 - 05/23/2024

SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)

CA

08/26/2021 - 05/23/2024

WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)

CT

07/25/2016 - 06/15/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

MN

04/24/2013 - 07/28/2016

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

07/08/2008 - 07/28/2016

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

07/08/2008 - 07/28/2016

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

07/08/2008 - 07/28/2016

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

TX

11/05/2013 - 04/06/2016

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

GA

07/08/2008 - 03/03/2009

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

AZ

07/08/2008 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MA

12/16/2004 - 07/17/2008

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

Not sure if Daniel Paul Burkott is right for you?

Licenses & Designations

BC

Issued 08/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/04/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/30/2006

Series 4 - Registered Options Principal Examination

BC

Issued 04/04/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Daniel Paul Burkott. Review regulatory record here.
Not sure if Daniel Paul Burkott is right for you?