Unclaimed
Daniel Patrick Watkins is a financial advisor with over 2 years of experience in the industry. Daniel holds the Series 7TO, Series 63, and SIE licenses. Daniel currently works at Axos Clearing LLC where they have been registered since August 2021. Prior to that, Daniel was registered with E*TRADE SECURITIES LLC in Colorado. Daniel is registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/24/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
10/10/2019 - 02/05/2020
E*TRADE SECURITIES LLC (Centennial CO)
BC
Issued 11/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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