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Daniel Patrick Watkins

Axos Clearing LLC

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About Daniel Patrick Watkins

Daniel Patrick Watkins is a financial advisor with over 2 years of experience in the industry. Daniel holds the Series 7TO, Series 63, and SIE licenses. Daniel currently works at Axos Clearing LLC where they have been registered since August 2021. Prior to that, Daniel was registered with E*TRADE SECURITIES LLC in Colorado. Daniel is registered with the state of Colorado.

Firm Information

Daniel Watkins is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Watkins’s Registration & Firm History

CO

08/24/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

10/10/2019 - 02/05/2020

E*TRADE SECURITIES LLC (Centennial CO)

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Licenses & Designations

BC

Issued 11/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Daniel Patrick Watkins. Review regulatory record here.
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