Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Wachs is an active investment advisor representative and broker registered with Osaic Wealth, Inc. located in Warrenville, Illinois. Daniel has been in the industry since September 3, 1996 and has held previous registrations with Woodbury Financial Services, Inc., Uhlmann Price Securities, LLC, American General Securities Incorporated, Franklin Financial Services Corporation, Ogilvie Security Advisors Corporation, Capital Securities Investment Corporation, Northwestern Mutual Investment Services, Inc. and Robert W. Baird & Co. Incorporated. Daniel holds a variety of licenses and designations, including the Series 6, 7, 3, 63, 65, and SIE exams. Daniel specializes in providing financial planning, pension consulting, and educational seminars to individual and corporate clients. Daniel is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (WARRENSVILLE IL)
IL
09/27/2016 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WARRENSVILLE IL)
IL
11/08/2006 - 09/28/2016
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
IN
10/01/2002 - 11/03/2006
AMERICAN GENERAL SECURITIES INCORPORATED (CHESTERTON IN)
TX
03/12/1999 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IL
11/12/1997 - 03/16/1999
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
IL
04/15/1997 - 11/19/1997
CAPITAL SECURITIES INVESTMENT CORPORATION (OAK BROOK IL)
WI
08/12/1996 - 03/26/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
08/12/1996 - 03/26/1997
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 02/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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