Unclaimed
Daniel Small is a financial advisor with Houlihan Lokey Capital, Inc. located in McLean, VA. Daniel has been in the securities industry since August 16, 2011. Daniel holds a Series 63, Series 79 and SIE license. Daniel is registered in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
08/17/2011 - Present
Houlihan Lokey Capital, Inc. (MCLEAN VA)
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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