Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Patrick Shannon is a financial advisor with Janus Henderson Distributors US LLC. Daniel has been in the financial services industry since August 2007. Daniel holds the Series 6, 7, 63, and 65 securities licenses and has earned the SIE designation. Daniel is registered in Colorado, Delaware, Florida, Maryland, New Jersey, Pennsylvania, South Carolina, and Texas. Daniel was previously employed by Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/09/2018 - Present
Janus Henderson Distributors US LLC (DENVER CO)
MA
08/06/2007 - 01/22/2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 02/05/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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