Unclaimed
Daniel Michael is a securities professional with over 2 years of experience in the financial services industry. Daniel holds licenses including the Series 7TO, Series 63, and SIE exams. Currently, Daniel is registered with Vanguard Marketing Corp. Daniel is licensed in 53 states. Daniel is currently active in both Broker-Dealer and Investment Advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/31/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 06/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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