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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McNicholas is a financial advisor with Fidelity Personal And Workplace Advisors. Daniel has been in the financial services industry for over 10 years. Daniel's focus is on providing financial planning and portfolio management services to individuals and businesses. Daniel is registered to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/28/2023 - Present
Fidelity Personal AND Workplace Advisors (NAPLES FL)
NY
11/03/2022 - 07/18/2023
CASTLE HILL CAPITAL PARTNERS, INC. (NEW YORK NY)
TX
03/22/2022 - 11/22/2022
LEO BROKERAGE, LLC (HURST TX)
NY
07/30/2008 - 10/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/03/2004 - 05/09/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/22/2004 - 06/07/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/08/2002 - 04/27/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/27/2002
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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