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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kennedy is an active investment advisor representative with over 38 years of experience in the financial services industry. Daniel is currently registered with RBC Capital Markets, LLC. Prior to this, Daniel worked at Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, RBC Dain Rauscher Inc., and Tucker Anthony Incorporated. Daniel has a wide range of experience working with various clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and government entities. Daniel's experience includes investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
02/02/2015 - Present
RBC Capital Markets, LLC (PROVIDENCE RI)
RI
02/21/2006 - 01/18/2007
CITIGROUP GLOBAL MARKETS INC. (PROVIDENCE RI)
RI
02/13/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (PROVIDENCE RI)
NY
03/09/2002 - 02/26/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
05/01/1987 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
06/29/1984 - 06/02/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 12/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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