Unclaimed
Daniel Patrick Johnson is a financial advisor currently registered with Regions Securities LLC in Atlanta, Georgia. Daniel Johnson has been in the financial industry since August 18, 2013. Prior to his current role, Daniel Johnson worked at SunTrust Robinson Humphrey, Inc. in Atlanta, Georgia and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, Florida. Daniel Johnson holds the Series 7, Series 63, and Series 66 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/28/2019 - Present
Regions Securities LLC (Atlanta GA)
GA
11/06/2014 - 10/15/2019
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
FL
08/01/2012 - 05/14/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
01/26/2012 - 07/12/2012
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
BOTH
Issued 08/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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