Unclaimed
Daniel Patrick Gallagher is a financial advisor with Foreside Fund Services, LLC. Daniel has been in the industry since January 16, 2010. Daniel is registered in 49 states as a broker-dealer and holds Series 7, 31, and 66 licenses. Daniel has previously worked at Neuberger Berman BD LLC, Icon Securities, LLC, and Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/06/2022 - Present
Foreside Fund Services, LLC (SANTA MONICA CA)
CA
08/04/2014 - 10/12/2021
NEUBERGER BERMAN BD LLC (SAN FRANCISCO CA)
NY
03/07/2011 - 06/04/2014
ICON SECURITIES, LLC (NEW YORK NY)
NJ
08/24/2009 - 03/10/2011
HENNION & WALSH, INC. (PARSIPPANY NJ)
IA
Issued 09/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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