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Daniel Patrick Gallagher

Foreside Fund Services, LLC

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About Daniel Patrick Gallagher

Daniel Patrick Gallagher is a financial advisor with Foreside Fund Services, LLC. Daniel has been in the industry since January 16, 2010. Daniel is registered in 49 states as a broker-dealer and holds Series 7, 31, and 66 licenses. Daniel has previously worked at Neuberger Berman BD LLC, Icon Securities, LLC, and Hennion & Walsh, Inc.

Firm Information

Daniel Gallagher is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Gallagher’s Registration & Firm History

CA

01/06/2022 - Present

Foreside Fund Services, LLC (SANTA MONICA CA)

CA

08/04/2014 - 10/12/2021

NEUBERGER BERMAN BD LLC (SAN FRANCISCO CA)

NY

03/07/2011 - 06/04/2014

ICON SECURITIES, LLC (NEW YORK NY)

NJ

08/24/2009 - 03/10/2011

HENNION & WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

IA

Issued 09/17/2014

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 08/21/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Patrick Gallagher.
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