Unclaimed
Daniel Fitzgerald is a financial advisor at Peak6 Capital Management LLC. He is a registered representative with FINRA and holds Series 7, SIE, and Series 57TO licenses. Daniel has been in the financial services industry since August 15, 2017. He previously worked at Nomura Securities International, Inc. from January 25, 2017, to August 21, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/2024 - Present
Peak6 Capital Management LLC (New York NY)
NY
01/25/2017 - 08/21/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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