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Daniel Patrick Duffy

Leigh Baldwin & CO., LLC

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About Daniel Patrick Duffy

Daniel Patrick Duffy is a financial advisor registered with Leigh Baldwin & Co., LLC. Daniel has been in the industry since 2011, and holds Series 7, 63 and 65 licenses. Daniel has been registered with Leigh Baldwin & Co., LLC since November 2020, and previously worked at CADARET, GRANT & CO., INC., LPL FINANCIAL LLC and WELLS FARGO ADVISORS, LLC. Daniel also has experience selling life, accident and health insurance, and fixed and variable annuities with various companies.

Firm Information

Daniel Duffy is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Daniel Duffy’s Registration & Firm History

NY

05/05/2021 - Present

Leigh Baldwin & CO., LLC (Syracuse NY)

NY

11/18/2014 - 11/12/2020

CADARET, GRANT & CO., INC. (SOLVAY NY)

NY

06/11/2012 - 11/19/2014

LPL FINANCIAL LLC (CANASTOTA NY)

NY

01/19/2011 - 01/03/2012

WELLS FARGO ADVISORS, LLC (DEWITT NY)

NY

05/10/2010 - 07/29/2010

MORGAN STANLEY SMITH BARNEY (SYRACUSE NY)

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Licenses & Designations

IA

Issued 04/20/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Patrick Duffy.
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