Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dolan has been in the financial services industry since July 22, 1985. Daniel is currently registered with Alps Portfolio Solutions Distributor, Inc. Daniel Dolan is also registered with the following firms: ALPS DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BUNKER SECURITIES CORP.. Daniel Dolan has passed the following exams: Series 63, Series 24, SIE, and Series 7. Daniel Dolan is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/02/2014 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
NY
08/20/2003 - 12/31/2013
ALPS DISTRIBUTORS, INC. (GARDEN CITY NY)
NY
10/22/1985 - 06/25/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/08/1985 - 08/01/1985
BUNKER SECURITIES CORP.
BC
Issued 03/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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