Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Patrick Clark is a financial advisor with over 30 years of experience in the financial services industry. Daniel Clark is currently registered with UBS Financial Services Inc. and has been with the firm since 2014. Prior to joining UBS Financial Services Inc., Daniel Clark worked at J.P. MORGAN SECURITIES LLC, A. G. EDWARDS & SONS, INC., KIDDER, PEABODY & CO. INCORPORATED, and OPPENHEIMER & CO., INC. Daniel Clark is a Series 7, Series 31, Series 63, and Series 65 licensed professional. Daniel Clark specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Daniel Clark is also a trustee of the Chatham Athletic Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/10/2014 - Present
UBS Financial Services Inc. (SHORT HILLS NJ)
NJ
01/09/2006 - 06/16/2014
J.P. MORGAN SECURITIES LLC (FLORHAM PARK NJ)
MO
07/22/1994 - 01/17/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/03/1989 - 07/26/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/23/1989 - 07/03/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 08/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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