Unclaimed
Daniel Brennan is a securities professional with over 3 years of experience in the industry. Daniel holds a Series 4, Series 7, Series 24, Series 57TO, and Series 63 licenses. Daniel is registered with SG Americas Securities, LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2020 - Present
SG Americas Securities, LLC (NEW YORK NY)
BC
Issued 01/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2022
Series 57TO - Securities Trader Exam
BC
Issued 01/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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