Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Pantano-schwab is a financial advisor registered with Alps Distributors, Inc. located in Denver, CO. Daniel has been in the financial services industry since October 17, 2008, and has experience in various areas of financial planning. Daniel holds the Series 6, 7TO, 26, and 63 licenses, and has a strong background in investment company products and variable contracts. Daniel is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/16/2019 - Present
Alps Distributors, Inc. (DENVER CO)
CO
10/26/2016 - 08/27/2019
FARMERS FINANCIAL SOLUTIONS, LLC (ARVADA CO)
CO
09/03/2008 - 09/29/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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