Unclaimed
Daniel Palm Dickherber is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 36 years of experience in the financial services industry. Daniel is registered with the state of California as well as Missouri. Daniel is a Series 7, Series 24, Series 63, Series 65, SIE and Series 99TO licensed representative. Daniel has held previous positions with several other firms including Fixed Income Securities, Inc., Mercantile Investment Services, Inc., Corelink Financial, Inc., Tri-Merica Securities Corporation, Sunamerica Securities, Inc., Anchor National Financial Services, Inc., Marketing One Securities, Inc., Sherwood Capital, Inc. and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/01/2002 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
CA
04/18/2000 - 03/21/2001
FIXED INCOME SECURITIES, INC. (SAN DIEGO CA)
MO
07/01/1997 - 12/17/1999
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MN
09/01/1995 - 07/01/1997
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
IL
04/26/1994 - 09/13/1995
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
AZ
05/19/1992 - 04/25/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
06/06/1991 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
OR
07/17/1987 - 05/31/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
02/02/1987 - 07/31/1987
SHERWOOD CAPITAL, INC.
NA
01/22/1986 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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