Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel P. Volpi is a financial professional who has been active in the securities industry since October 19, 2004. Daniel is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Daniel has previously been registered with MUFG Securities Americas Inc., Nomura Securities International, Inc., Banc of America Securities LLC and Barclays Capital Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/15/2015 - 10/12/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
07/06/2010 - 10/31/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/03/2008 - 07/06/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/12/2004 - 06/04/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 05/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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