Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Vartigian is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Clifton Park, NY. Daniel has been in the financial services industry since December 11, 1989, and has held previous positions with UBS Financial Services Inc., Morgan Stanley DW Inc., First Albany Corporation, Prudential Securities Incorporated, First Montauk Securities Corp., and Blinder, Robinson & Co., Inc. Daniel holds a Series 7, 31, 63, and 65 license. Daniel's current registrations are active in New York and Texas. Daniel specializes in providing advisory services for corporations, pension plans, individuals, and high-net-worth individuals. Daniel's firm, Merrill Lynch, Pierce, Fenner & Smith Incorporated, manages over $1 trillion in assets and serves over 1.6 million clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/20/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLIFTON PARK NY)
NY
10/06/2006 - 04/30/2012
UBS FINANCIAL SERVICES INC. (ALBANY NY)
NY
06/09/2000 - 10/10/2006
MORGAN STANLEY DW INC. (ALBANY NY)
NY
08/06/1996 - 07/06/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
05/08/1990 - 08/07/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/20/1989 - 02/13/1989
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NA
09/20/1988 - 01/26/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 9/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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