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Daniel P Tobin

Carson Group Brokerage, LLC

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About Daniel P Tobin

Daniel Tobin is a financial advisor at Carson Group Brokerage, LLC. Daniel has been in the financial services industry since 2001. Daniel has a strong background in investment management and financial planning. Daniel has the ability to create personalized financial plans to help individuals and families achieve their financial goals. Daniel's expertise includes investment management, retirement planning, and estate planning. Daniel is committed to providing clients with the highest level of service and personalized attention.

Firm Information

Daniel Tobin is currently registered with Carson Group Brokerage, LLC. Carson Group Brokerage, LLC, was formed on January 4, 2018, and is a Limited Liability Company registered in all 50 U.S. states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Tobin’s Registration & Firm History

NE

02/22/2019 - Present

Carson Group Brokerage, LLC (OMAHA NE)

NE

01/17/2017 - 04/10/2018

CETERA ADVISOR NETWORKS LLC (OMAHA NE)

NE

12/03/2014 - 01/19/2017

LPL FINANCIAL LLC (OMAHA NE)

IA

02/11/2011 - 10/06/2014

VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)

NE

02/05/2004 - 02/02/2011

QA3 FINANCIAL CORP. (OMAHA NE)

NJ

10/31/2001 - 06/11/2003

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NJ

09/26/2001 - 10/31/2001

E*TRADE INSTITUTIONAL SECURITIES, INC. (JERSEY CITY NJ)

NJ

03/23/2001 - 09/20/2001

CITISTREET EQUITIES LLC (SOMERSET NJ)

NE

07/16/1999 - 01/24/2001

AMERITRADE (BELLEVUE NE)

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Licenses & Designations

IA

Issued 06/23/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/11/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 04/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel P Tobin.
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