Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel P Roddy is a financial advisor who has been in the industry since 1994. Currently, Daniel P Roddy is registered with Edward Jones. Daniel P Roddy has previously been registered with several other firms, including TD Ameritrade, Inc., Scottrade, Inc., Muriel Siebert & Co., Inc., The Dreyfus Service Corporation, Dean Witter Reynolds Inc., Great Western Financial Securities Corporation, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/17/2021 - Present
Edward Jones (Boynton Beach FL)
FL
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (BOCA RATON FL)
FL
05/29/2008 - 02/26/2018
SCOTTRADE, INC. (BOYNTON BEACH FL)
FL
11/30/1998 - 05/28/2008
MURIEL SIEBERT & CO., INC. (WEST PALM BEACH FL)
NY
10/23/1997 - 11/04/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
10/03/1995 - 11/26/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
02/24/1995 - 10/04/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
01/14/1994 - 02/08/1995
SMITH BARNEY INC. (NEW YORK NY)
CO
09/21/1992 - 10/06/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 04/03/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2003
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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