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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Poole is a financial advisor with LPL Financial LLC in Fort Mill, South Carolina. Daniel has been in the financial industry since July 2000. Daniel has a broad background in the financial services industry, having worked with a number of firms including Fifth Third Securities, Inc., Park Avenue Securities LLC and MetLife Securities Inc. Daniel is licensed to provide financial advice in 53 states and is also registered with FINRA as a Registered Representative. Daniel holds the Series 7, 25, 55, 57TO, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/14/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
08/07/2015 - 10/23/2015
PARK AVENUE SECURITIES LLC (CHARLOTTE NC)
NC
09/28/2015 - 10/06/2015
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
05/22/2014 - 05/08/2015
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
01/03/2011 - 05/12/2014
VINING SPARKS (CHARLOTTE NC)
NC
10/13/2008 - 01/05/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHARLOTTE NC)
NC
08/23/2007 - 10/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NY
02/24/2004 - 07/20/2007
MCCAULEY SECURITIES, LTD. (NEW YORK NY)
NY
04/06/2000 - 03/12/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CO
10/19/1995 - 11/16/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 07/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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