Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel O'Sullivan is a financial advisor with Fifth Third Securities, Inc. Daniel has been in the financial industry since 1995 and has worked with a variety of clients, including individuals, businesses, and institutions. Daniel's professional designations include a Series 7, Series 24, Series 53, and Series 65. Daniel is licensed to provide financial advice in Connecticut, District of Columbia, Indiana, Massachusetts, Michigan, New York, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
07/13/2015 - Present
Fifth Third Securities, Inc. (INDIANAPOLIS IN)
NY
10/23/2009 - 02/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MELVILLE NY)
NY
05/29/2007 - 05/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/03/1996 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NE
06/13/1996 - 08/23/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
05/25/1995 - 03/26/1996
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 8/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/6/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/25/2006
Series 4 - Registered Options Principal Examination
BC
Issued 7/2/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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