Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel O'Sullivan is a financial advisor with Fifth Third Securities, Inc. Daniel has been a registered representative for over 25 years. Daniel has a strong background in the financial industry. Daniel is licensed in multiple states, and has a variety of credentials, including Series 7, Series 63, Series 24, Series 53, and Series 4. Daniel provides a variety of services to individuals, families, and businesses. Daniel is dedicated to providing personalized financial advice to help clients achieve their financial goals. Daniel's current branch office is located in Indianapolis, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
07/13/2015 - Present
Fifth Third Securities, Inc. (INDIANAPOLIS IN)
NY
10/23/2009 - 02/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MELVILLE NY)
NY
05/29/2007 - 05/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/03/1996 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NE
06/13/1996 - 08/23/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
05/25/1995 - 03/26/1996
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 08/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2006
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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