Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lariccia is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc., located in SOUTHBURY, CT. Daniel has been in the industry since 2011. Daniel holds Series 7, Series 6, Series 63, and Series 66 licenses, and is registered with the states of California, Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont. Daniel's previous experience includes working at Wells Fargo Advisors, LLC and People's Securities, Inc.. Daniel is also a consultant/independent contractor for Amazon Flex.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHBURY CT)
CT
09/19/2013 - 01/08/2016
WELLS FARGO ADVISORS, LLC (BETHEL CT)
CT
02/22/2013 - 08/26/2013
PEOPLE'S SECURITIES, INC. (DANBURY CT)
CT
10/10/2011 - 07/17/2012
WELLS FARGO ADVISORS, LLC (NEWTOWN CT)
BOTH
Issued 04/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Lariccia is the right advisor for you? Invested Better is here to help.
