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Daniel P Grimes

Stonex Financial Inc.

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About Daniel P Grimes

Daniel P. Grimes is a securities professional with experience in the financial services industry. Daniel holds the Series 7 and Series 63 licenses and is currently registered with Stonex Financial Inc. Daniel has previously worked at ODEON CAPITAL GROUP LLC in New York, NY.

Firm Information

Daniel Grimes is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Grimes’s Registration & Firm History

NY

07/12/2021 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

08/31/2018 - 04/07/2020

ODEON CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel P Grimes.
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