Unclaimed
Daniel P. Grimes is a securities professional with experience in the financial services industry. Daniel holds the Series 7 and Series 63 licenses and is currently registered with Stonex Financial Inc. Daniel has previously worked at ODEON CAPITAL GROUP LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
08/31/2018 - 04/07/2020
ODEON CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 04/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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