Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Cox is a registered representative with Principal Securities, Inc. Daniel has been in the securities industry for 16 years. Daniel has a Series 63, Series 66, Series 7, Series 9, Series 10, Series 24, Series 4, Series 52TO, and Series 53 license. Daniel has a background in finance and has worked with several different financial firms, including Edward Jones and Scottrade, Inc. before joining Principal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/19/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
MO
12/01/2016 - 01/04/2023
EDWARD JONES (ST LOUIS MO)
CO
07/17/2007 - 11/18/2016
SCOTTRADE, INC. (WESTMINSTER CO)
BOTH
Issued 09/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/04/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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