Unclaimed
Daniel P. Abraham is a financial advisor with over a decade of experience in the industry. Daniel currently works with Smbc Nikko Securities America, Inc. Daniel previously worked with Janney Montgomery Scott LLC, KeyBanc Capital Markets Inc., Cantor Fitzgerald & Co., and Guggenheim Securities, LLC. Daniel is registered to provide securities related services in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/25/2021 - 10/12/2022
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
09/25/2017 - 08/21/2020
KEYBANC CAPITAL MARKETS INC. (New York NY)
NY
06/20/2011 - 06/16/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
FL
10/12/2009 - 04/26/2011
GUGGENHEIM SECURITIES, LLC (FORT LAUDERDALE FL)
BC
Issued 10/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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