Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Westfield is an Investment Advisor Representative associated with Stifel, Nicolaus & Company, Inc. based in Garden City, New York. Daniel has been in the industry since 2019. Daniel Westfield has passed the Series 31, Series 7TO, Series 66, Series 9, and Series 10 exams. Daniel Westfield is registered with 49 states and the District of Columbia. Daniel Westfield has experience providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/30/2021 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
BOTH
Issued 09/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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